The cost of Compliance: Financial regulation’s impact on small advisory firms
The financial advisory landscape in the UK has witnessed significant regulatory evolution in recent years.…
Author Philip Masey
Philip Masey
Philip Masey from Wizard Learning and Create Finance. Having worked in financial services for the past 12 years, Philip is an experienced Mortgage, Protection and Equity Release Advisor with Create Finance and also one of the lead authors at Wizard Learning. Alongside their online courses, Wizard Learning offer a monthly CPD package and now with an expanded team, they aim to provide a well-rounded, informative monthly course to help you develop your knowledge in an easy to understand format
How has Consumer Duty affected compliance supervision?
The Consumer Duty was introduced to set new, higher standards for firms to adhere to,…
Regulators playing catch up with AI governance
Artificial intelligence (AI) is the simulation of human intelligence processes by machines. It is a…
Firms having to take a long hard look in the mirror over fees and interest payments
Many changes to the financial industry have been implemented because of the new Consumer Duty…
Regulators turn their attention to ‘Critical Third Parties’
In a paper published on 7th December, the Bank of England, as well as both…
Consumer Duty shaping the boundaries for advice
On 9th December 2022, the Chancellor announced the ‘Edinburgh Reforms’ as part of a multi-step…