Changes to the Appointed Representatives Regime
The central tenet of the FCA’s Consumer Duty is to reduce harm to retail consumers…
Yearly Archives: 2022
Why CPD is here to stay
Just occasionally it’s good to remind ourselves why something is important and CPD is one…
FCA requirements – Supporting mortgage customers in financial difficulty
In my last column I focused on the FCA’s Dear CEO letter to Retail Mortgage…
Are investment pathways doing any good?
My laptop stopped connecting to local networks last week. It turned out that I had…
Modernising regulation – a work still in progress!
More than a decade on from the global financial crisis, you’d have thought that the…
Setting achievement goals in your mortgage business
How to create more of what you want in your mortgage advisory practice. This is…
Technology is the way forward
A few months ago, I authored an article explaining my plans to bring a new…
Raindrops on roses
This month I am focusing on some of my favourite things from my roles, first…
Delegate to elevate!
I have yet to meet a Compliance Officer or Manager who is not a natural…
Post pandemic business planning
Roll back to the middle of 2020 and most plans – both personal and business…