SMCR (Senior Management & Certification Regime) Hotspots
Objectives To take a closer look at the impact of the SM&CR regulations to identify…
Objectives To take a closer look at the impact of the SM&CR regulations to identify…
Objectives To work through the increased SMR regulations as they apply to enhanced firms and…
Objectives To work through the increased SMR regulations as they apply to core firms and…
Objectives To walk through the Code of Conduct regulations in order to understand the FCA’s…