T&C Naughty or Nice List?
Is my T&C Scheme on the naughty list? It’s that time of year when letters…
Author Jeff Abbott
Jeff Abbott
I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators. I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements. My specialities include: Knowing you have a business to run Valuing your people as your greatest asset Keeping things simple, practical and relevant Engaging the business to promote ownership Ensuring Compliance is a natural by product of doing things well
ABOUT T-CVIEWS
T-CViews All Content (£120+VAT for 12 months) T-CViews contains short videos to support your CPD…
VIDEO – Consumer Duty – A question of Trust
Background and Introduction During the consultation period leading up to the Introduction of the Consumer…
T&C Scheme Framework – How to build your scheme 2024 version
We are often asked how to build or structure a T&C scheme or Competence framework.…
VIDEO – Working with T&C Under Consumer Duty
Outcomes To understand how the new Consumer Duty regulations affects your approach to T&C To…
Working with Training & Competence under Consumer Duty
Introduction The new Consumer Duty regulations came into effect on 31 July. It is now…
VIDEO How to design and Conduct a Review of your T&C Scheme
Outcomes To know what a T&C scheme comprises To identify the triggers of a T&C…
How to design and conduct a review of your own T&C scheme
The FCA provides guidance that all firms should consider having a T&C scheme. Even for…
VIDEO Outside In not Inside Out – Evidencing good consumer outcomes
Under the new consumer duty regulations firms will have to demonstrate, through evidence, how they…
Outside in not inside out – evidencing good consumer outcomes
Under the new consumer duty regulations firms will have to demonstrate, through evidence, how they…