
SMCR Review CP25/21
The Senior Managers and Certification Regime (SMCR) has been with us since December 2016 for…
The Senior Managers and Certification Regime (SMCR) has been with us since December 2016 for…
The Fit and Proper test for Employees and Senior Personnel sourcebook, or FIT is in…
In February 2024, the FCA wrote to a number of financial advisory firms requesting information…
In July of this year, the FCA launched a review of how regulated firms treat…
In February 2024, the FCA published CP24/2: Our Enforcement Guide and publicising enforcement investigations –…
The global financial crisis that began in 2007 led to a number of changes in…
“Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance…
On 31st July, the FCA’s Consumer Duty comes into force for all regulated firms that…
The central tenet of the FCA’s Consumer Duty is to reduce harm to retail consumers…
The financial press has been awash with information about the introduction of Investment Pathways, but…