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SM&CR Final Countdown Approaching

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By on Regulatory General

With only 14 working days to go before the SM&CR deadline for solo regulated firms we continue to try and provide as much support as we can.

Today we have created open access to all our SM&CR videos with the T-CViews section of www.t-cnews.com

These comprise:
SM&CR for Enhanced Firms
SM&CR for Core Firms 
The Certification Regime -Scope
The Certification Regime Fit and Proper Assessment
The Code of Conduct
Coffee Time Briefing
SM&CR Hotspots

All these videos are supported by transcripts and short multiple-choice test questions and answer that can be downloaded.

You can also access a compilation of articles on SM&CR

You can take up a premium membership that provides access to all content. This is £65+VAT for the year

If you have everything in place perhaps you should consider a Certification Scheme Review. Please contact 2be Development Consultancy to discuss how this might work for you. Email info@2bedevelopmentconsultancy.com

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I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators. I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements. My specialities include: Knowing you have a business to run Valuing your people as your greatest asset Keeping things simple, practical and relevant Engaging the business to promote ownership Ensuring Compliance is a natural by product of doing things well

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