The Directory – Coming to you in 2020


The Financial Services Register has been part of the regulatory landscape since the Financial Services and Market Act 2000 came into force in 2001. It has been the place where the public can check on the details of firms and individuals that are or have been approved and regulated by the Prudential Regulation Authority (PRA) and/or the Financial Services Authority (FSA) Financial Conduct Authority (FCA). However, with the introduction of the Senior Managers & Certification Regime (SMCR), and the fact that all staff that fall into the “Certification” category no longer (in many cases) need regulatory approval, the concept of an alternative place…

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About Author

Julie Pardy

Julie Pardy is Worksmart’s Director of Regulation and Market Engagement. Julie is a dynamic, highly engaging, professionally qualified individual who has worked in the field of financial services for the last 25 years and has extensive experience of a wide number of areas such as Regulatory, Governance, Business Quality, Conduct Risk and Behavioural Economics to name just a few. Worksmart has built its reputation by supporting the UK’s leading financial service businesses through the challenges of regulatory compliance. From Training & Competence to Quality Assurance, SM&CR to Complaints Management Worksmart enables smarter business responses. Whether working with an SME or a large corporation, Worksmart’s software solutions create business improvements that also meet the demands of regulatory change. Worksmart software solutions are simple to configure, easy to implement and will help streamline your business processes. With deep experience, comprehensive, award winning product set and wide ranging expertise, Worksmart can be trusted to ensure regulatory change is turned into business advantage.

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