How to be a Compliant & Responsible Supervisor

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Date/Time
Date(s) - 27/05/2017
9:30 am - 12:30 pm

Location
TBC

Categories


When & Where
27 July London

Who should attend?
This course is suitable for anyone involved in managing and monitoring staff, including:

  • HR Managers and advisors
  • Training and Competence Managers
  • Learning and Development Managers
  • Investment Managers & Financial Advisers with responsibilities for teams, new starters or graduates
  • Compliance who monitor supervision or competency issues

What are the outcomes of attending?
Roles and responsibilities of a supervisor

  • Understand the regulatory background and framework for supervision
  • Links to TCF and wider issues for the firm and senior managers
  • Spans of control
  • Supervision in practice: Changing levels of necessary supervision

How to assess competence

  • Process for attaining competence
  • Using the ORCE model to capture evidence

Monitoring competence

  • Benefits of monitoring
  • Risk based format for establishing appropriate levels of supervision
  • Activities which can be used to provide evidence of monitoring

Reviewing performance

  • Using the performance appraisal as part of supervision
  • Using the SMART model to save you time

Developing competence through coaching

  • Coaching using the GROW method to save time and improve performance

Review and action plan

  • What do you have to do differently?
  • And how will you start?

Who is running the workshop?
FSTP

What have previous delegates said about this workshop? 

How much does it cost?
Single Booking £395.00 +VAT
Multiple Booking £355.50 +VAT

How do I book?
Call 0203 178 4230 or email info@fstp.co.uk today

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