All T&C Roads Lead to Reasonable Steps


In times gone past T&C has been regarded as a bit niche or as people call it today… boutique!  However, that myth can be dispelled. What might have been the perceived domain of retail investment advice now has critical relevance across so much of modern FCA regulation; RDR, MMR, IDD, MiFID II and in particular SM&CR. At a recent meeting with a firm which called us in to discuss the impacts of the SM&CR extension…

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About Author

Callum Grant is Product Director at Trailight, a compliance technology business who specialise in software platforms which help organisations manage accountability and people risk. He also chairs the Training & Competence Strategy Group.

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