The Senior Managers and Certification Regime – it’s all about the preparation

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As everyone in the industry will be well aware by now, the Senior Managers and Certification Regime (SM&CR) for solo regulated firms comes into effect from 9th December this year, bringing with it new responsibilities for staff at pretty much every level of the business. The good news is firms have time to think through the implications of the regime, consider what changes and new procedures they may need to put in place and ensure…

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