In defence of reasonable steps…
The Presumption of Responsibility under the SMR has enjoyed a significant amount of scrutiny and…
Browsing: SMCR
Code of Conduct – Bringing it to life
In this article I hope to show some examples of what the new code of…
The new Senior Managers Regime in Banking
Back in July 2014, the FCA/PRA published a consultation paper to the industry (CP14/13 &…
Welcome to the first edition of ‘Certification News’!
Obviously, this statement is ‘tongue-in-cheek’ but it does refer to a serious point. Under the…
Who wants to be a non-executive director of a UK financial institution?
This is not the title of a new game show. Instead it is a question…