Which regulatory software suppliers should firms trust?
Extensive change has been happening and continues to happen in the world of compliance. Major…
Browsing: SMCR
SMCR: Getting buy-in from the buy-side
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of…
Claims management becoming FCA regulated – The impact on people’s roles
It has been estimated that there were about 500 claims management companies (CMCs) when the…
SM&CR Planning – 5 things you wished you knew, but didn’t know you did not know!
To paraphrase the famous quote from Donald Rumsfeld (Feb 12, 2002)….. “…as we know, there…
The Senior Managers and Certification Regime – it’s all about the preparation
As everyone in the industry will be well aware by now, the Senior Managers and…
SM&CR FIT assessment – how do you conduct one?
Tony Catt looks at the requirements of how to conduct a FIT assessment under the…
Certification Regime – help and support
Today, 10 December 2018 marks the start of the Certification Regime for Insurers. Banks and…
Pragmatic and practical or disparate and dangerous? The opportunities and perils of SMCR
Like many of you reading this, I have been doing the rounds at several SMCR events…
SM&CR Danger -Potent Conduct Rules; handle with care
At a recent SMCR (Senior Managers & Certification Regime) conference that I attended, an interesting…
The SM&CR and the Consumer Credit Sector
Firms have had some considerable now to digest the FCA’s proposals to extend the Senior…