Getting the Senior Manager & Certification Regimes ‘over the line’ – Learning from the banking sector
The new SM&CR Regimes are aimed at bringing greater transparency and individual accountability into the…
Browsing: SMCR
Extending SM&CR – The devil in the details
We have all now had a couple of months to enjoy the consultation papers published…
SM&CR – Accountability 2 – the costs of an “appropriate” response.
So the proposed details of the Accountability 2 regime are out there and firms now…
Individual Accountability – Extending the Senior Managers and Certification Regime to all FCA Firms
My reaction to the ‘Accountability 2’ Consultation Paper (CP17/25) is one of initial relief that…
The paper is out and it’s time for action!
After months of speculation and delays, the CP for the extension of the Senior Managers…
Introducing our SMCR panel
We are delighted to announce that four representatives from four companies have stepped forward to…
Certification and SPS – when two worlds collide
Since the Retail Distribution Review (RDR) all Retail Investment Advisers must obtain a Statement of…
Extending the Senior Managers & Certification Regime
The FCA has issued two consultation papers on their proposals to extend the Senior Manager…
Who is wearing your Cultural ‘Fitbit’?
My 13 year old daughter recently celebrated earning her ‘Skydiver’ badge and is also a…
Struggling to make sense? -Let’s break it down
In a conference room overlooking the 02 earlier this summer, two women sat face-to-face discussing…