SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake…
Browsing: SMCR
SM&CR – the unintended consequences
The SMCR (Senior Managers & Certification Regime) has been in place for dual-regulated firms now…
SM&CR Final Countdown Approaching
With only 14 working days to go before the SM&CR deadline for solo regulated firms…
IT and cyber security – Why IT matters and what should you expect of your software suppliers?
In the April edition of T-CNews, I wrote about the regulatory and economic changes that…
Should we fear the arrival of SM&CR?
We’re seeing a range of businesses offering courses and consultancy around the Senior Managers and…
Which regulatory software suppliers should firms trust?
Extensive change has been happening and continues to happen in the world of compliance. Major…
SMCR: Getting buy-in from the buy-side
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of…
Claims management becoming FCA regulated – The impact on people’s roles
It has been estimated that there were about 500 claims management companies (CMCs) when the…
SM&CR Planning – 5 things you wished you knew, but didn’t know you did not know!
To paraphrase the famous quote from Donald Rumsfeld (Feb 12, 2002)….. “…as we know, there…
The Senior Managers and Certification Regime – it’s all about the preparation
As everyone in the industry will be well aware by now, the Senior Managers and…