
Certification Regime – steering through lockdown
In this article Julie Pardy from Worksmart takes a closer look at how firms might…
In this article Julie Pardy from Worksmart takes a closer look at how firms might…
The FCA opened the new year with a Dear CEO letter entitled “non-financial misconduct in…
Compliance and HR are often very separate functions within the average financial services sector firm.…
If you were asked a question about what your T&C scheme says about your organisational…
Julie Pardy from Worksmart cooments on the arrival of the new FCA Directory. The Financial…
Bea Stafford looks at the compliance requirements going forward from SM&CR day 2 The Senior…
The recent introduction of the Senior Managers and Certification Regime (SM&CR) makes high-calibre leadership more…
It may have seemed as though it was a long time coming, but it’s finally…
So here we are on the morning of 9 December 2019. It is a cold,…
By Martin Schofield, Director, MSA (Training & Consultancy) Ltd and Vivek Dodd, Chief Operating Officer,…