Danger -Potent Conduct Rules; handle with care
At a recent SMCR (Senior Managers & Certification Regime) conference that I attended, an interesting…
Browsing: SMCR
The SM&CR and the Consumer Credit Sector
Firms have had some considerable now to digest the FCA’s proposals to extend the Senior…
The Certification Regime – helping to avoid sleepless nights
Whether you’re already working under the Senior Managers and Certification Regime (SMCR) or are a…
Focusing only on delivery deadlines for FCA regulatory requirements could be a costly strategy
The FCA still haven’t confirmed timelines for SMCR/Accountability 2 for all Financial Services Sector firms…
Preparing for the senior managers and certification regime
The Senior Managers and Certification Regime(SM&CR) is currently expected to come into effect on 10 December this year…
SMCR – what’s really happening?
It’s nearly two years since the FCA launched SMCR and SIMR. The intention was to…
Intelligent Accountability – Reasonable Steps to Managing Culture
Jonathan Davidson, Director of Supervision at the FCA gave a speech back in September 2017,…
All T&C Roads Lead to Reasonable Steps
In times gone past T&C has been regarded as a bit niche or as people…
What are you doing to prepare for the Senior Managers Regime?
This has been a popular question on recent FCA visits. With the deadline for Accountability…
Does your culture support SMCR?
What would you say if the regulator asked “Does your culture support the Senior Managers…