Non-financial misconduct
The FCA opened the new year with a Dear CEO letter entitled “non-financial misconduct in…
Browsing: SMCR
Performance Management and Certification – should two become one?
Compliance and HR are often very separate functions within the average financial services sector firm.…
What does your T&C scheme say about your organisation’s culture?
Asked this question, it would be understandable that your initial response would be ‘at least…
The Directory – Coming to you in 2020
The Financial Services Register has been part of the regulatory landscape since the Financial Services…
SM&CR Day 2
The Senior Manager and Certification Regime (SM&CR) is well underway now with the deadline of…
SM&CR and the leaders of the future
The recent introduction of the Senior Managers and Certification Regime (SM&CR) makes high-calibre leadership more…
Senior Moments
It may have seemed as though it was a long time coming, but it’s finally…
SM&CR deadline. Are we there yet?
So here we are on the morning of 9 December 2019. It is a cold,…
SM&CR – The people dimension
By Martin Schofield, Director, MSA (Training & Consultancy) Ltd and Vivek Dodd, Chief Operating Officer,…
SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake…